Stirlingshire names Candice Gilman chief compliance officer

Stirlingshire Investments has appointed Candice Gilman as chief compliance officer as the firm prepares to move to its Stirling One platform and expand its national advisor network. The hire signals a bigger push to build compliance into the foundation of the company’s next phase of technology-enabled growth.

Why it matters: - Stirlingshire is trying to scale a new AI-native operating platform without weakening regulatory oversight. - Gilman’s hire puts a seasoned compliance executive in place before the firm completes its transition to Stirling One. - The move is aimed at supporting growth across a broader national network of independent financial advisors.

What happened: - Stirlingshire Investments announced that Candice Gilman will join the firm as chief compliance officer. - Gilman brings more than 18 years of experience in digital wealth management, broker-dealer operations, investment advisory services and regulatory supervision. - Her appointment comes as Stirlingshire prepares to transition its business to Stirling One, the company’s AI-native Wealth Management Operating Platform. - The firm is also preparing to expand its national network of independent financial advisors.

The details: - Gilman will lead Stirlingshire’s compliance function. - Gilman will oversee development of the firm’s regulatory and supervisory framework. - Stirling One is being built as a single, vertically integrated platform for a modern advisory business. - The platform is designed to combine investment management, advisor workflows, client onboarding, account opening, reporting, practice management, communications, operations and compliance in one environment. - Expected compliance capabilities include regulatory supervision, trade surveillance, audit support, books and records, regulatory recordkeeping and automated workflows. - Stirlingshire plans to use those workflows to improve consistency and visibility across the organization. - Gilman will work with the executive, technology and operations teams as the platform is implemented. - Her role includes helping keep regulatory considerations central to new systems, processes and advisor experiences. - Steven Woods, founder and CEO of Stirlingshire Investments, said compliance must be embedded into the firm’s foundation as the company grows and transitions to new technology infrastructure. - Woods said Gilman brings the experience, judgment and understanding of digital financial services needed to support that transition responsibly. - Woods said Gilman will help establish the policies, controls and supervisory structure needed to support growth while maintaining regulatory responsibility and client interests. - Gilman previously served as chief compliance officer of SoFi Wealth. - At SoFi Wealth, Gilman built the compliance program from the ground up for the company’s online, multibillion-dollar registered investment adviser. - Gilman also supported regulatory compliance for SoFi Securities, the company’s self-directed online broker-dealer. - Before SoFi, Gilman managed compliance for CoastalOne, an independent broker-dealer and registered investment adviser. - Her earlier experience includes roles as a supervisory principal at Capital One Investing and a registered client associate at Wells Fargo Advisors.

Between the lines: - Stirlingshire is signaling that compliance is part of product design, not a back-office afterthought. - The timing suggests the firm wants governance ready before Stirling One becomes central to operations. - The emphasis on institutional infrastructure points to a strategy that blends technology expansion with tighter supervisory controls.

What's next: - Stirlingshire will keep building Stirling One and integrating compliance functions into the platform. - Gilman is expected to help shape policies, controls and supervisory processes as the transition advances. - The firm is positioning itself for the next stage of growth as it broadens advisor support nationwide.

The bottom line: - Stirlingshire is pairing its technology push with a compliance-first leadership move, betting that stronger governance will help the firm scale more safely.